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K Fold Cross Validation Use Case

Story

Given an existing training set of utterances mapped to intents, the user wants to perform a 5 fold cross validation and visualize the precision at different percentage of questions being answered.

Workflow

By starting run.py with provided config.ini, createTestTrainFolds.py will create 5 folders with each fold's training and testing data under the temporary_file_directory. Then, trainConversation.py is going to training 5 workspaces and save the workspace infomation under the folds' folders. testConversation.py will be invoked right after the previous step is completed and save the test output into corresponding fold folders. Finally, the createPrecisionCurve.py will read the test outputs and save to out_figure_path.

Further, reports are generated for an intent metrics summary and a confusion matrix. These include additional summaries and visualizations that help determine the strength and weaknesses of the training set.

Prerequisite

User's workspace must allow to create 5 more workspaces. For 'lite' plans, use 3 folds instead (fold_num=3)

Requires Watson Assistant v1 (dialog)

Input file

config.ini (fill in your iam_apikey, url, and workspace_id at minimum. (Older instances use a url like "https://gateway-wdc.watsonplatform.net/assistant/api")

[ASSISTANT CREDENTIALS]
iam_apikey = <wa iam apikey>
url = https://api.us-east.assistant.watson.cloud.ibm.com
version=2021-06-14

[DEFAULT]
mode = kfold
workspace_id = 01234567-9ABC-DEF0-1234-56789ABCDEF0

; optional - defaults shown here
;train file used by NLC only - defaults to <temporary_file_directory>/intent-train.csv
;train_input_file = ./data/intent-train.csv
;fold_num = 5
;output_directory = ./data
;test_output_path = ./data/kfold-out.csv
;out_figure_path= ./data/figure.png
;conf_thres = 0.2

Sample output

KFold curves

Troubleshooting

The most common error running a k-folds test is running out of available workspaces, particularly if you are on a Lite plan which limits you to 5 workspaces. The k-folds test creates fold_num workspaces.

If you run out of workspaces, delete any unused workspaces and reduce the fold_num parameter to a smaller value (ex: fold_num=3).

Background on k-fold Testing

Performing a k-fold cross-validation on your training set is a technique that can be used to find opportunities to further improve your training data by finding confusing training.   This tool helps you perform a cross-validation and use it to generate a confusion analysis.

It is important not to misuse the score produced from a cross-validation.  A cross-validation score is a metric that measures ground truth consistency – i.e., how much confusion there is in your ground truth.  It is not a predictor of how well your ground truth will do when applied to real users.  As a simple illustration of this:  you can improve a cross validation score by removing all training that is difficult to handle, leaving only training that is very easy to classify into the correct intent.  This may produce a high cross-validation score such as 95%, but will perform very badly when applied to real customer utterances.

Thus cross-validation should only be used for identifying opportunities for improving the consistency in the ground truth.   For a pre-deploy metric of overall quality, a properly created and maintained test set must be used.

Additional options

Partial credit scoring may be configured when intents are intentionally similar or overlapping, especially in the case of multi-intent statements.